Release Nos. 34-56135; IC-27911; File No. S7-03-0, RIN 3235-AJ79 |
8/1/2007
This issuance of the Securities and Exchange Commission (SEC) seeks to amend the proxy rules under the Securities Exchange Act of 1934, and is being adopted pursuant to Sections 3(b), 10, 13, 14, 15, 23(a), and 36 of the Securities Exchange Act of 1934, as amended, and Sections 20(a), 30, and 38 of More...
Release No. 34-56212; File No. S7-12-06, 17 CFR PART 242, RIN 3235-AJ57 |
8/14/2007
This final rule issued by the Securities and Exchange Commission (SEC) is an amendment to Rules 200 and 203 of Regulation SHO [17 CFR 242.200 and 242.203] under the Exchange Act, and took effect on October 15, 2007. By this amendment, the SEC seeks to cause the further reduction of the quantity of More...
Release No. 34-56206; File No. S7-20-06, 17 CFR PART 242, RIN: 3235-AJ75 |
8/10/2007
This final rule issued by the Securities and Exchange Commission (SEC) is an amendment to Rule 105 of Regulation M (17 CFR 242.105). Its effective date was on October 9, 2007. By this amendment, the SEC has sought to provide further safeguards to the integrity of the capital raising process, and More...
Release Nos. 33-8834; 34-56256; 39-2448; IC-27928, 17 CFR Part 232, RIN 3235-AG96 |
8/15/2007
This issuance by the Securities and Exchange Commission (SEC) seeks to put into effect amendments to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual as an update or improvement of the existing EDGAR system. These present revisions are being adopted as part of a More...
H.R.3505 |
12/7/2007
Rep. Peter J. Roskam (IL-6) introduced this bill that seeks to provide various technical and clerical amendments to the following statutes: (1) the Securities Act of 1933; (2) the Securities Exchange Act of 1934; (3) the Trust Indenture Act of 1939; (4) the Investment Company Act of 1940; and (5) More...
Release No. 33–8878; File No. S7–10–07; RIN 3235–AJ89; 17 CFR Parts 230 and 239 |
12/27/2007
The Securities and Exchange Commission (SEC) issued amendments on December 27, 2007 to the eligibility requirements of Form S-3 and Form F-3. These Amendments allow certain domestic and foreign private issuers to conduct primary securities offerings on these forms without regard to the size of More...
Release Nos. 33–8879; 34–57026; International Series Release No. 1306; File No. S7–13–07; RIN 3235–AJ90; 17 CFR Parts 210, 230 |
1/4/2008
The Securities and Exchange Commission (SEC) has issued rules that allow foreign private issuers to submit in their filings with the SEC financial statements that are prepared in accordance with International Financial Reporting Standards (IFRS). The new rule would allow such filings from foreign More...
33-8791; File No. S7-18-06, 17 CFR Part 230, RIN 3235-AJ73 |
4/18/2007
This issuance of the Securities and Exchange Commission (SEC) is an amendment of a rule under Section 18 of the Securities Act of 1933 in connection with the classification of “covered securities.” Under such provision of the Securities Act, covered securities are securities exempt from state More...
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