Companies Mentioned

Lydia Capital, LLC

Category
Title
Summary
Date
Summaries
Securities Law >
New Settlements and Verdicts

MA District Court Enters $2.91M Final Judgment Against UK Fund Manager for $ 34M Securities Fraud
The SEC originally filed its action against Manterfield on April 12, 2007 in the district court, and filed an amended complaint on May 1, 2007. The amended complaint alleged that from June 2006 through April 2007, Manterfield and his business partner Andersen, acting through Lydia, engaged in a scheme to…
Date of ruling:
04/8/2009
Summaries
Securities Law >
New Settlements and Verdicts

MA Hedge Fund Manager Ordered to Pay $2.53M For Deceptive Investment Scheme
The SEC filed an amended complaint against all three defendants on May 1, 2007. The SEC’s amended complaint alleged that, between June 2006 and April 2007, Manterfield and Andersen, acting through Lydia, engaged in a scheme to defraud more than 60 investors, who invested approximately $34 million in Lydia Capital…
Date of ruling:
09/12/2008