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USPTO Identifies New Applicability Date of Certain Provisions in "Claims and Continuations" Final Rule

Clarification of Patent Regulations Currently in Effect, and Revision in Applicability Date of Provisions on Patent Applications
PTO–P–2008–0035, 08/07/2008

Basic Information

In a notice issued on August 4, 2008 , the United States Patent and Trademark Office (USPTO) notified the public about a new applicability date of regulatory provisions dealing with related applications in the “Claims and Continuations” Final Rule. This Final Rule was permanently enjoined by the district court in Tafas v. Dudas on April 1, 2008, and the decision is currently on appeal to the U.S. Court of Appeals for the Federal Circuit.

The Federal Register Notice informed stakeholders that, should the injunction be removed, the requirements of the rule that deal with related applications [37 CFR 1.78(f)(1) and (f)(2)] will apply only to applications filed on or after any new future effective date that would be published by the USPTO following a lifting of the injunction. Previously, these requirements were also to be applied to patent applications that had been filed prior to the effective date.

Aware that some applicants may be anticipating a removal of the injunction, the USPTO has notified the public as soon as possible of a change in the applicability date of provisions pertaining to related applications so applicants do not undertake unnecessary preparatory actions to comply with these provisions.

“Our primary duties are to ensure quality and efficiency. This change to the (f)(1) and (f)(2) applicability dates, while delaying aspects of the rule’s quality and efficiency effects, should allay some concerns regarding applicant requirements in the interim,” said Deputy Under Secretary of Commerce for Intellectual Property and Deputy Director of the USPTO Margaret J. A. Peterlin.

The notice is currently available on the Federal Register Web site and at www.uspto.gov.

View a PDF of the regulation.

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Companies Mentioned

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The following companies are mentioned in Patent Law Updates:

Stryker Corp.

Boston Scientific Corp.

Acumed, LLC

Samsung Electronics America, Inc.

Stryker Sales Corp.

Audiovox Communications Corp.

Stryker Orthopaedics

McKesson Information Solutions, Inc.

Howmedica Osteonics Corp.

Bridge Medical, Inc.

Smith & Nephew, Inc.

LG Electronics, Inc.

Quanta Computer, Inc.

Motorola, Inc.

Nokia, Inc.

Sanyo North America Corp.

Scimed Life Systems Inc.

Smithkline Beecham Corp. (d.b.a. GlaxoSmithKline, plc.)

United States Patent and Trademark Office

HT Window Fashion Corp.

Mylan Laboratories, Inc.

Mylan Pharmaceutical, Inc.

Ortho-McNeil Pharmaceutical, Inc.

Muniauction, Inc. d.b.a. Grant Street Group

West Corp.

Coin Acceptors, Inc.

Regeneration Technologies, Inc.

Dr. Reddy’s Laboratories, Ltd.

Medical Solutions, Inc.

Mars, Inc.

TCL & Alcatel Mobile Phones Limited

Lifenet Health, Inc.

Teva Pharmaceuticals USA, Inc.

C Change Surgical LLC

Mars Electronics International, Inc.

Datascope Corp.

Eisai Co., Ltd.

ExcelStor Technology, Inc.

Novo Nordisk A S

Johns Hopkins University

Eisai, Inc.

ExcelStor Technology, Ltd.

Sanofi-Aventis

Arrow International, Inc.

Zenith Electronics Corp.

Advanced Medical Optics, Inc.

ExcelStor Group Ltd.

Sanofi-Aventis Deutschland GmbH

Cohesive Technologies, Inc.

PDI Communications Systems, Inc.

Additional Resources

Patent Law

Patent Act (pdf, 1.4mb)

Patent Rules (pdf, 3.4mb)

Manual for Patent Examining Procedure (pdf, 56mb)

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