Patent Law Updates | New Statutes, Regulations and Rules

September 27, 2011

USPTO Updates Fee Schedule Following Enactment of Leahy-Smith America Invents Act

USPTO 15% Surcharge Fee Changes Effective September 26, 2011
USPTO Release No. 11-50, 37 CFR 1.27, 9/21/2011

USPTO Updates Fee Schedule Following Enactment of Leahy-Smith America Invents Act

The United States Patent and Trademark Office (USPTO) has announced its revised fee schedule following the Leahy-Smith America Invents Act (Public Law 112-29) which was signed into law by President Barack Obama on September 16, 2011.

The enactment of the legislation places a 15 percent surcharge on certain patent fees effective September 26, 2011.

There have been a number of inquiries from the public regarding the fees due when payments are made by postal mail just prior to the effective date of the 15 percent surcharge (September 26, 2011).  The fee due is the fee in effect on the date the document is timely filed.  The USPTO postal mailing options are outlined below:

1. Certificate of Mailing or Transmission: Certain fees (e.g., issue and maintenance fees) may be paid through the postal mail using a certificate of mailing or transmission.  See 37 C.F.R. 1.8.  Correspondence will be considered as being timely filed on the date of transmission that appears on the certificate.  Fees paid by postal mail with the properly filed certificates of mailing or transmission dated prior to September 26, 2011, will not be subject to the 15 percent surcharge.

2. Filing by Express Mail: Correspondences will be considered as being timely filed on the date the correspondence is deposited with a U.S. post office, if the express mail procedures described in 37 CFR 1.10 are followed.

Therefore, fees paid by using the express mail will not be subject to the 15 percent fee increase when deposited with a U.S. post office, under the provisions of 37 CFR 1.10, prior to September 26, 2011.

USPTO accepts check, money order, credit card authorization, or deposit account authorization.  Electronic payment methods are also available.

Micro Entities

At this time the USPTO may not offer the micro entity discount (75%) on any fees. As provided for in the Leahy-Smith America Invents Act (Public Law 112-29) these fees will be adjusted under the fee setting authority provided for in Section 10 of the AIA.  The AIA continues to provide a small entity discount (50%) under 35 U.S. C. § 41(h)(1).

Once the USPTO sets these new fees, it is anticipated that the new fees will include a 50% reduction for small entities and a 75% reduction for micro entities for “filing, searching, examining, issuing, appealing, and maintaining patent applications and patents.” Applicants qualifying for a small entity discount (50%) will be those who meet the current definition in 35 U.S. C. 41(h)(1) while applicants qualifying for a micro entity discount (75%) will be those who meet the definition outlined in AIA Section 11(g).

View a PDF of the rule

Also See:

USPTO to Implement Inventor’s Oath or Declaration Provisions of the Leahy-Smith America Invents Act

U.S. Patent and Trademark Office Seeks Public Input on Proposed Fees

USPTO to Test New Post Final Rejection Option

USPTO Expands Patent Law School Clinic Certification Pilot Program

USPTO Launches Small Business Innovation Research Pilot Program

Companies Mentioned

Patent Law

The following companies are mentioned in Patent Law Updates:

Boston Scientific Corp.

Microsoft Corp.

Stryker Corp.

Samsung Electronics America, Inc.

Cordis Corp.

Boston Scientific Scimed, Inc.

U.S. Patent and Trademark Office

Howmedica Osteonics Corp.

Acumed, LLC

Quanta Computer, Inc.

Sanyo North America Corp.

LG Electronics, Inc.

Smith & Nephew, Inc.

Cohesive Technologies, Inc.

Waters Corp.

Swisa, Inc.

Egyptian Goddess, Inc.

Motorola, Inc.

Dror Swisa

Johnson & Johnson, Inc.

Target Corp.

Sears Holding Corp.

Prometheus Laboratories, Inc.

Mayo Collaborative Services d.b.a. Mayo Medical Laboratories

Kohl’s Department Stores, Inc.

K-Mart Corp.

J.C. Penney Company, Inc.

Audiovox Communications Corp.

Glamourmom LLC

McKesson Information Solutions, Inc.

Federated Department Stores

Bridge Medical, Inc.

Elizabeth Lange LLC d.b.a. Liz Lange Maternity

United States Patent and Trademark Office

Smithkline Beecham Corp. (d.b.a. GlaxoSmithKline, plc.)

SmithKline Beecham PLC

HT Window Fashion Corp.

SmithKline Beecham Corp. d.b.a GlaxoSmithKline

Scimed Life Systems Inc.

Ortho-McNeil Pharmaceutical, Inc.

Glaxo Group Limited d.b.a. GlaxoSmithKline

Mylan Pharmaceutical, Inc.

Ranbaxy, Inc.

Mylan Laboratories, Inc.

Nokia, Inc.

Teva Pharmaceuticals USA, Inc.

Stryker Sales Corp.

Stryker Orthopaedics

Becton, Dickinson & Co.

Sony Ericcson Mobile Communications AG

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